Capital Market Authority

Results: 286



#Item
91Credit rating / Finance / Economics / Credit rating agencies / Credit / European Securities and Markets Authority

EUROPEAN COMMISSION Directorate General Internal Market and Services CAPITAL AND COMPANIES Audit and Credit Rating Agencies MEETING MINUTES - COMMISSION ROUNDTABLE ON

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-10 07:40:09
92European Insurance and Occupational Pensions Authority / Credit rating agency / European Securities and Markets Authority / European Banking Authority / Capital Requirements Directive / Bank regulation / Undertakings for Collective Investment in Transferable Securities Directives / Solvency II Directive / Lamfalussy process / European Union / Financial regulation / Financial economics

Directorate General Internal Market and Services Staff Working Paper EU Response to the Financial Stability Board (FSB)

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-10 07:40:09
93Financial regulation / Forestry / Regulatory compliance / Government / Business / Capital Market Authority / Financial Supervisory Service / Corporate governance / Corporations law / Management

6th SOUTH EAST EUROPE CORPORATE GOVERNANCE ROUNDTABLE 17 February 2006 Enforcement of Corporate Governance Rules Meeting Co-Hosted by

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Source URL: www.oecd.org

Language: English - Date: 2014-07-21 01:48:01
94Economics / Insider trading / Stock market / Financial economics / Capital Market Authority / Market manipulation / Securities Exchange Act / SEC Rule 10b-5 / Financial crimes / Financial system / Corruption

Market Conduct Regulations Contents Part 1: Preliminary Provisions Article 1: Definitions

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Source URL: cma.org.sa

Language: English - Date: 2014-11-12 04:59:23
95Financial services / Financial markets / Stock market / Securities / Clearing house / Derivative / Over-the-counter / Clearing / ACT / Financial economics / Finance / Investment

March 26, 2012 Via Email: [removed] Capital Markets Department Monetary Authority of Singapore 10 Shenton Way MAS Building

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Source URL: www.managedfunds.org

Language: English
96Financial services / Alternative investment management companies / Private equity / Funds / Swiss Financial Market Supervisory Authority / UBS / Hedge fund / Collective investment scheme / Venture capital / Financial economics / Investment / Finance

www.pwc.ch The Impact of New Regulation on the Swiss Alternative Investment Fund Manager Industry

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Source URL: www.pwc.ch

Language: English - Date: 2013-09-16 01:48:58
97Business / Finance / United States securities law / United States Securities and Exchange Commission / Securities / U.S. Securities and Exchange Commission / Listing Rules / Securities and Exchange Commission / Financial adviser / Financial economics / Capital Market Authority / Economy of Saudi Arabia

Study Material For Capital Market Examination-1 (CME-1) of General Securities Qualifications Certificate PART 1: Securities Regulations

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Source URL: cma.org.sa

Language: English - Date: 2014-05-25 05:58:42
98Financial regulation / International Organization of Securities Commissions / Egyptian Financial Supervisory Authority / Securities Commission / Amman Stock Exchange / Palestine Exchange / U.S. Securities and Exchange Commission / Capital Market Authority / Financial Supervisory Authority / Government / Politics / Economics

Issue no. (2) July. - Aug. - Sep[removed]Active participation of the UASA Members IOSCO

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Source URL: www.uasa.ae

Language: English - Date: 2013-11-04 00:27:21
99Europe / International relations / Economy of Liechtenstein / Offshore finance / Liechtenstein / Financial Market Authority / Tax / Capital gains tax / Double taxation / International taxation / Finance / Business

2013 PRINCIPALITY OF LIECHTENSTEIN – COMPLIANT WITH OECD TAX AGREEMENTS CONTINUES TO BE AN ATTRACTIVE FINANCIAL MARKET PLACE

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Source URL: www.seeger.li

Language: English - Date: 2014-12-18 12:30:30
100Investment / Capital Market Authority / Securities / Finance / United States securities law / Securities market / Qualified institutional placement / Stock market / Financial economics / Security

Capital Market Law Contents Chapter One: Definitions Article One Article Two

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Source URL: cma.org.sa

Language: English - Date: 2014-05-25 05:58:07
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